Resource Center

Your integrated classroom for AML/CFT, economic sanctions, ABC, and other FCC topics

Expand your knowledge, engage FIN expertise, and remain on the forefront of critical financial crimes and sanctions compliance issues through your subscription to the FIN Resource Center.

Dynamic risks and regulatory expectations explained

Comprehensive and interactive learning materials, analytical tools, and live content are delivered to you by a team led by the framers of the post-9/11 global counter-illicit financing regime.

FIN Library

Access user-friendly reference materials across a comprehensive scope of financial integrity subject matter.

FIN Live! Webinars

Watch lectures and panel discussions on cutting-edge topics, new developments, and common issues delivered by top FCC faculty with deep expertise and experience training compliance professionals worldwide.

FINquiry

Propose FIN Live! Webinar topics, get tech support, and raise questions to the FIN Team through available advisory packages.

On-Demand Video Content

Get the full picture on the nuances of complex issues through explainer videos and animations.

Toolkit

Track ever-changing regulatory requirements with specially designed applications, like our Red Flags Database and Sanctions Heat Map.

FIN Hub

Leverage K2-FIN’s analytic insights on critical FCC developments and regulatory updates.

The most relevant content at your fingertips

Your membership grants you unlimited access to our extensive resource library. Click on the sections below to explore the topics covered.

1.0
Introduction to the Counter-Illicit Finance Mission
1.1
Mission Objectives, Evolution, and Stakeholders
1.2
Overview of Global Counter-Illicit Finance Standards
2.0
Threats and Risks: AML
2.1
What Is Money Laundering?
2.2
Global Risk Assessment
2.3
Product Vulnerabilities/Typologies
2.4
Drugs
2.5
Fraud
2.6
Corruption
3.0
Foundations of AML
3.1
Governance
3.2
Customer Due Diligence/Know Your Customer
3.3
Internal Controls
3.4
Training
3.5
Independent Testing
3.6
BSA History
4.0
Advanced AML Issues
4.1
Correspondent Relationships
4.2
Trade Finance
4.3
Gateway Relationships with NBFIs and DNFBPs
4.4
Higher-Risk Products
4.5
Higher-Risk Customers
4.6
Third-Party Payment Processors and New Financial Technologies
4.7
Virtual Currencies and Blockchain
4.8
Actions under Section 311 of the USA PATRIOT Act
4.9
FATF Listing and Consequences
4.10
Wire Transfers and SWIFT Overview
4.11
Information Sharing and GDPR
4.12
Considerations for Banking Marijuana-Related Business
5.0
Foundations of Sanctions
5.1
Overview of Global Sanctions
5.2
U.S. Jurisdiction
5.3
Understanding and Applying Sanctions Lists
5.4
Key Sanctions Compliance Issues
5.5
Sanctions Unwinding
5.6
The OFAC Listing Process
6.0
Sanctions Programs
6.1
Conduct-Based Sanctions
6.2
Cuba Sanctions
6.3
Iran Sanctions
6.4
North Korea Sanctions
6.5
Russia and Ukraine-Related Sanctions
6.6
Syria Sanctions
6.7
Venezuela Sanctions
6.8
Sanctions Forecasts
7.0
Advanced Sanctions Issues
7.1
Significance
7.2
Shadow Designated Persons
7.3
Owned or Controlled by A U.S. Person under the Cuba/Iran Sanctions Programs
7.4
Key EU Sanctions Issues
7.5
Higher-Risk Products & Customers: Shipping
8.0
Sanctions Evasion
8.1
The Sanctions Evasion Threat and Global Prohibitions
8.2
Iranian Sanctions Evasion
8.3
Nicaraguan Sanctions Evasion
8.4
North Korean Sanctions Evasion
8.5
Russian Sanctions Evasion
8.6
Venezuelan Sanctions Evasion
8.7
Human Rights and Corruption Sanctions Evasion
9.0
Introduction to Anti-Bribery and Anti-Corruption
9.1
Definitions
9.2
Global ABC Standards
9.3
Key Drivers of Bribery and Corruption Risk
9.4
Mitigating Risk: The Elements of an Effective ABC Program
10.0
Lessons Learned from FCC Enforcement Actions
10.1
AML Enforcement Actions
10.2
Sanctions Enforcement Actions
10.3
ABC Enforcement Actions
10.4
Enforcement Actions Addressing Weaknesses Related to Independent Testing
10.5
Enforcement Actions against Casinos
10.6
Enforcement Actions Related to Virtual Currencies

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New On-Demand Videos, FIN Live! Webinars, FINCasts, and Chairman’s Corner are regularly posted on DOLFIN

Check out the introduction to our Correspondent Banking video here:

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