October 6, 2020 -
Policy Alerts
United States Attempts UN Sanctions Snapback on Iran
After the United Nations Security Council (UNSC) declined to extend a conventional arms embargo
September 28, 2020 -
Policy Alerts
ICIJ Leaked SAR Investigation Highlights Opportunity for BSA/AML Reform
Press reporting on thousands of leaked Suspicious Activity Reports (SARs) filed by financial institutions
September 24, 2020 -
Policy Alerts
China Announces “Provisions on the Unreliable Entity List”
On September 19, China’s Ministry of Commerce (MOFCOM) released an administrative order—the “Provisions on
September 10, 2020 -
Policy Alerts
New Interagency Advisory on North Korean Missile Procurement
On September 1, the U.S. Departments of State, Treasury, and Commerce issued a North
September 8, 2020 -
Policy Alerts
Recent U.S. Enforcement Targeting Online Broker Signals Growing Regulatory Focus on Capital Markets
This month’s coordinated U.S. multi-agency enforcement action against online broker Interactive Brokers (IBKR) signals
August 14, 2020 -
Policy Alerts
U.S. Takes Additional Economic Steps Against China
During the week of August 3, the Trump administration took additional steps to address
July 29, 2020 -
Policy Alerts
U.K. Releases Maritime Sanctions Guidance
On July 27, 2020, the United Kingdom’s Office of Financial Sanctions Implementation (OFSI), the
July 16, 2020 -
Policy Alerts
U.S. Takes Additional Measures to Respond to China’s Policies on Hong Kong and Xinjiang
On July 14, 2020, President Trump took additional actions to address China’s policies regarding
July 7, 2020 -
Policy Alerts
FATF Plenary Outcomes and Illegal Wildlife Trafficking Report
On June 24, 2020, the Financial Action Task Force (“FATF”) held its plenary meeting
June 2, 2020 -
Policy Alerts
Growing Regulatory Convergence Offers Opportunities for Compliant VASPs
The growing rigor of virtual asset service provider (VASP) regulation and supervision globally has
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