October 6, 2020 - Policy Alerts

United States Attempts UN Sanctions Snapback on Iran

After the United Nations Security Council (UNSC) declined to extend a conventional arms embargo
September 28, 2020 - Policy Alerts

ICIJ Leaked SAR Investigation Highlights Opportunity for BSA/AML Reform

Press reporting on thousands of leaked Suspicious Activity Reports (SARs) filed by financial institutions
September 24, 2020 - Policy Alerts

China Announces “Provisions on the Unreliable Entity List”

On September 19, China’s Ministry of Commerce (MOFCOM) released an administrative order—the “Provisions on
September 10, 2020 - Policy Alerts

New Interagency Advisory on North Korean Missile Procurement

On September 1, the U.S. Departments of State, Treasury, and Commerce issued a North
September 8, 2020 - Policy Alerts

Recent U.S. Enforcement Targeting Online Broker Signals Growing Regulatory Focus on Capital Markets

This month’s coordinated U.S. multi-agency enforcement action against online broker Interactive Brokers (IBKR) signals
August 14, 2020 - Policy Alerts

U.S. Takes Additional Economic Steps Against China

During the week of August 3, the Trump administration took additional steps to address
July 29, 2020 - Policy Alerts

U.K. Releases Maritime Sanctions Guidance

On July 27, 2020, the United Kingdom’s Office of Financial Sanctions Implementation (OFSI), the
July 16, 2020 - Policy Alerts

U.S. Takes Additional Measures to Respond to China’s Policies on Hong Kong and Xinjiang

On July 14, 2020, President Trump took additional actions to address China’s policies regarding
July 7, 2020 - Policy Alerts

FATF Plenary Outcomes and Illegal Wildlife Trafficking Report

On June 24, 2020, the Financial Action Task Force (“FATF”) held its plenary meeting
June 2, 2020 - Policy Alerts

Growing Regulatory Convergence Offers Opportunities for Compliant VASPs

The growing rigor of virtual asset service provider (VASP) regulation and supervision globally has

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